CSA
Authorized · PropertyUSDOT 2352258· FF7073· CARRIER· EIN 20-8818933
⬇ PDF report

EFW

Legal: ESTES FORWARDING WORLDWIDE LLC

100 GATEWAY CENTRE PARKWAY, RICHIMOND, VA, 23235(855) 433-9669karol.smith@efwnow.comKAROL SMITH
Vetting snapshot
Authority
Active
operating authority
Insurance
No active filing
not required
Vehicle OOS
46.2%
above 22% national avg
Driver OOS
0%
below 6.7% national avg
Crashes 24mo
4
none fatal
Red flags
None
nothing flagged
67
/ 100

Risk factors

Moderate riskVioCodes score
Vehicle OOS 46.2% — well above the 22% national average4 crashes in the last 24 months

A weighted read of the public FMCSA signals below — authority, insurance, out-of-service, crashes, roadside OOS rates, and carrier connections. A starting point for vetting, not a guarantee.

Authority & insurance

FF007073

Operating authority and insurance on file — from FMCSA Licensing & Insurance (L&I).

Common
None
Contract
Active
Broker
None
Authorized for: Property
Liability (BIPD)
No active filing
not required
Cargo
Not on file
not required
Bond / surety
On file
required
Insurance filings
ON FILEProperty broker surety — BMC-84$75K coverageeff 10/01/2013
Southwest Marine And General Insurance Company· policy 13572
ENDED 10/01/2013Property broker surety — BMC-84$75K coverageeff 10/01/2013
Southwest Marine And General Insurance Company· policy 13572
Authority history (13) ▾
10/15/2024COMMONINVOLUNTARY REVOCATIONDISCONTINUED REVOCATION (10/23/2024)
10/15/2024CONTRACTINVOLUNTARY REVOCATIONDISCONTINUED REVOCATION (10/23/2024)
10/15/2024CONTRACTINVOLUNTARY REVOCATIONDISCONTINUED REVOCATION (10/30/2024)
10/15/2024BROKERINVOLUNTARY REVOCATIONDISCONTINUED REVOCATION (10/18/2024)
11/02/2023MOTOR PROPERTY COMMON CARRIERGRANTED
11/02/2023MOTOR PROPERTY CONTRACT CARRIERGRANTED
12/05/2013CONTRACTINVOLUNTARY REVOCATIONDISCONTINUED REVOCATION (12/10/2013)
10/26/2012PROPERTY BROKERGRANTED
06/07/2010CONTRACTINVOLUNTARY REVOCATIONDISCONTINUED REVOCATION (06/24/2010)
05/29/2009CONTRACTINVOLUNTARY REVOCATIONDISCONTINUED REVOCATION (06/23/2009)
05/04/2009PROPERTY FREIGHT FORWARDERREINSTATED
05/28/2008CONTRACTINVOLUNTARY REVOCATIONDISCONTINUED REVOCATION (06/04/2008)
06/25/2007PROPERTY FREIGHT FORWARDERGRANTEDREVOKED (04/21/2009)
Insurance history6 insurers on record
Filing timeline (21)
  1. FIDELITY & DEPOSIT CO. OF MARYLAND$1MReplaced
    BIPD · eff 10/16/202410/25/2025
  2. FIDELITY & DEPOSIT CO. OF MARYLAND$1MName Changed
    BIPD · eff 10/28/202311/18/2024
  3. SOUTHWEST MARINE AND GENERAL INSURANCE COMPANName Changed
    SURETY · eff 10/01/201311/18/2024
  4. SOUTHWEST MARINE AND GENERAL INSURANCE COMPANName Changed
    SURETY · eff 10/01/201311/18/2024
  5. FIDELITY & DEPOSIT CO. OF MARYLAND$1MReplaced
    BIPD · eff 10/28/202310/16/2024
  6. LEXON INSURANCE COMPANYCancelled
    SURETY · eff 10/01/201301/01/2014
  7. LEXON INSURANCE COMPANYReplaced
    SURETY · eff 10/01/201310/01/2013
  8. SOUTHWEST MARINE AND GENERAL INSURANCE COMPANReplaced
    SURETY · eff 10/01/201310/01/2013
  9. SOUTHWEST MARINE AND GENERAL INSURANCE COMPANReplaced
    SURETY · eff 10/01/201310/01/2013
  10. SOUTHWEST MARINE AND GENERAL INSURANCE COMPANReplaced
    SURETY · eff 10/01/201310/01/2013
  11. SOUTHWEST MARINE AND GENERAL INSURANCE COMPANReplaced
    SURETY · eff 05/22/201310/01/2013
  12. SOUTHWEST MARINE AND GENERAL INSURANCE COMPANReplaced
    SURETY · eff 10/01/201310/01/2013
  13. SOUTHWEST MARINE AND GENERAL INSURANCE COMPANReplaced
    SURETY · eff 10/01/201310/01/2013
  14. FIDELITY & DEPOSIT CO. OF MARYLANDReplaced
    SURETY · eff 10/12/201205/22/2013
  15. UNDERWRITERS AT LLOYDS LONDONCancelled
    CARGO · eff 06/24/201006/24/2011

Source: FMCSA Licensing & Insurance (L&I), public data. This shows the carrier’s federal insurance filings (BMC-91X liability, BMC-34 cargo) — the federally-required minimums on file for operating authority — not the carrier’s full commercial policy (its actual auto combined-single-limit, general liability, cargo, or workers’ comp, which appear on the carrier’s ACORD certificate of insurance). Always confirm current coverage with a COI from the carrier’s agent before making a vetting decision.

Roadside inspection performance

Out-of-service rate vs national average. Lower is better.

Vehicle26 inspections · 46.2% OOS · National 22%
Driver54 inspections · 0% OOS · National 6.7%

CSA performance breakdown

FMCSA · Sep 2026

54 inspections · 23 violations (3 OOS) · 10% of inspections had an OOS finding.

54
Inspections
23
Violations
3
OOS violations
10
Distinct codes

Violations by BASIC

click to filter codes

12
total

Most inspected in · top 8 states

  • SD7
  • WI6
  • MN5
  • MS3
  • WA2
  • IL2
  • LA1
  • TN1

Latest FMCSA SMS snapshot. Codes link to the lookup — severity weighting, contest angles, and the DataQs Drafter for each. Click a BASIC to filter the codes.

Recommendations

What’s driving each score, what to do about it, and where it could go.

Brakes violations are the leading contributor to Vehicle Maintenance

High impact

Estimated Vehicle Maintenance percentile of 83% is at/over the 80% intervention line. Carriers with a BASIC in alert are prioritized for enforcement (warning letters, audits) and inspected more often — which tends to generate still more violations.

What’s contributing33 violations · 9 OOS (24 mo)
Brakes1 OOS12 viol36%
  • 393.45D-BAir Brake - Audible air leak at a proper connection4× · 11%
  • 393.45B2-BHTDAir Brake - Hose/tubing damage into the outer reinforcement ply.1× · 8%
  • 396.3A1-BALACBrake - Audible air leak from a brake chamber1× · 5%
Tires5 OOS6 viol36%
  • 393.75A3-TAOLTires - All others, leaking or inflation less than 50% of the maximum inflation pressure on tire not equipped with ATIS5× · 32%
  • 393.75A1-TEPBMTires - All others - Exposed ply or belt material in tread or sidewall area1× · 4%
Lighting / lamps2 OOS8 viol17%
  • 393.23-LEULighting - All electrical systems on towed vehicle(s) inoperative due to no electrical connection (e.g., unplugged or loose pigtail)2× · 7%
  • 393.9A-LBLLighting - Backup lamp inoperative1× · 3%
  • 393.11A1-LCHLLighting - Lamps improper color, height, location.1× · 3%
Emergency equipment2 viol5%
  • 393.95A4-EEUSEmergency Equipment - Fire Extinguishers - unsecured1× · 3%
  • 393.95A1Emergency Equipment - Fire Extinguishers - no fire extinguisher present or not properly rated.1× · 2%
What to do
  • Check brake adjustment and listen for air leaks every pre-trip; put brakes on the PM schedule
  • Fix air-loss and warning-light faults before dispatch — don’t “drive it in”
  • Prioritize the out-of-service items — they carry the heaviest weight
Projected estimatecould improve up to 44 pts in ~12 mo
nowin 12 months
Current trend 50% followed 100% followed 80% line

Vehicle out-of-service rate exceeds the national average

High impact

Vehicle OOS rate is 40% vs the 22% national average. Carriers above the national OOS average draw more enforcement attention (audits, roadside stops) and can see higher insurance premiums.

What to do
  • Review recent inspections with out-of-service violations and fix the root causes with equipment and drivers
  • Run a preventative-maintenance program; periodically inspect tires, brakes and lights
  • Reinforce thorough pre-trip and post-trip inspections; retrain where needed

A high share of violations are occurring in WI

Medium impact

8 of 21 violations in the last 12 months (38%) came from inspections in WI. That can mean tougher enforcement there or simply more of your miles run through it — either way it's worth a look.

What to do
  • Review the inspections from WI to spot recurring issues
  • Brief drivers running that lane; consider rerouting around the toughest enforcement corridors where practical

Following / lane / reckless violations are the leading contributor to Unsafe Driving

Low impact

Estimated Unsafe Driving percentile of 1% is under the 65% line. In decent shape, but here's what's driving it.

What’s contributing5 violations (24 mo)
Following / lane / reckless3 viol57%
  • 392.2-SLLLRState/Local Laws - Lane restriction violation1× · 21%
  • 392.2-SLLTCDState/Local Laws - Failed to obey a traffic control device - Permanent or Temporary - e.g., safety official, signal, sign, light, lane marking, other1× · 18%
  • 392.2-SLLILCState/Local Laws - Improper lane change1× · 18%
Seat belt1 viol25%
  • 392.16-DDriver - Failed to use seat belt while operating a CMV1× · 25%
Other1 viol18%
  • 392.2-INATDriver- Inattentive or Distracted Driving1× · 18%
What to do
  • Defensive-driving refresher on following distance and lane discipline
Projected estimatecould improve up to 1 pts in ~12 mo
nowin 12 months
Current trend 50% followed 100% followed 65% line

Following / lane / reckless violations are the leading contributor to Hours-of-Service Compliance

Low impact

Estimated Hours-of-Service Compliance percentile of 29% is under the 65% line. In decent shape, but here's what's driving it.

What’s contributing2 violations (24 mo)
Following / lane / reckless1 viol82%
  • 395.3A2-HOSPDHOS (Property) - Driving beyond the 14 hour after coming on duty following 10 consecutive hours off duty during the current 8 consecutive day period. Date and Tim1× · 82%
Log / ELD device1 viol18%
  • 395.30B1-ELDDFRHOS (ELD) - Driver failing to review records and certify the accuracy of the information.1× · 18%
What to do
  • Defensive-driving refresher on following distance and lane discipline
Projected estimatecould improve up to 14 pts in ~12 mo
nowin 12 months
Current trend 50% followed 100% followed 65% line

Driver Fitness needs attention

Low impact

Estimated Driver Fitness percentile of 0% is under the 80% line. In decent shape, but here's what's driving it.

What to do
  • Review recent inspections with violations in this BASIC and take remedial action with drivers/equipment

Controlled Substances/Alcohol needs attention

Low impact

Estimated Controlled Substances/Alcohol percentile of 0% is under the 80% line. In decent shape, but here's what's driving it.

What to do
  • Review recent inspections with violations in this BASIC and take remedial action with drivers/equipment

Recommendations are generated from the carrier’s public FMCSA roadside-inspection record. Percentiles and projections are VioCodes estimates, not official FMCSA figures. Informational, not legal advice.

90-day safety improvement plan

What this carrier has struggled with most in the last 90 days — where to focus now.

Improving
6
Inspections
3
Violations
1
Out-of-service
4
Clean
Where the violations are
Vehicle Maintenance 67%Other 33%
Focus here first
1Vehicle Maintenance
2 violations · 1 OOS · 67% of recent
  • 396.3A1-BALACBrake - Audible air leak from a brake chamber
  • 393.45B2-BHTDAir Brake - Hose/tubing damage into the outer reinforcement ply. · OOS
Do this
  • Check brake adjustment and listen for air leaks every pre-trip
  • Fix air-loss and warning-light faults before dispatch; put brakes on the PM schedule
2Other
1 violation · 33% of recent
  • 392.2-SLLEWA2State/Local Laws - Excessive weight - 2501-5000 lbs over on an axle/axle groups
Do this
  • Look under the truck for shifted axles and broken/leaking suspension parts
  • Include suspension in scheduled maintenance
🎓
Turn these into driver coaching — and prove it
FleetTrained (my companion project) makes branded, multilingual training videos for these exact violations — your driver watches and gets a completion certificate for the file.

Based on roadside inspections in the last 90 days, ranked by what recurs most. Informational, not legal advice.

Inspection & crash map

live · FMCSA MCMIS

Every inspection and crash on record — hover a point for the summary, click for full detail (codes, severity, CSA points).

84
Inspections
111
Violations
19
Out-of-service
263
CSA points
4
Crashes
16
States
cleanviolOOS

CSA points = violation severity weight × FMCSA time weight (3× in the last 6 months, 2× at 6–12, 1× at 12–24). Points are spread within each state — FMCSA records the inspection state, not an exact location. Source: FMCSA MCMIS.

Equipment

VINs via NHTSA

97 distinct vehicles seen in this carrier’s roadside inspections.

52 trailer 45 truck
2024 FREIGHTLINER Cascadiaseen 5×
3AKJHLDV2RSUU9516· 3602584 IN
2015 FREIGHTLINER Cascadiaseen 4×
3AKJGLD52FSGC4683· 3582270 IN
2017 KENWORTH T680seen 3×
1XKYDP9X5HJ145898· 3582271 IN
2007 FREIGHTLINER CST120seen 3×
1FUJBBCK57LV80290· 3582266 IN
2003 WABASH Wabash National Corporationseen 2×
1JJV532W73L861079· 4141KK OK
2019 VOLVO TRUCK VNLseen 2×
4V4NC9EH3KN904306· D16601D WA
2020 FREIGHTLINER Cascadiaseen 2×
3AKJHHDR2LSLL2946· P1270518 IL
2013 VANGUARD NATIONAL TRAILER CORPORATION (VNTC) VANGUARD NATIONAL TRAILER CORPORATION (VNTC)seen 2×
5V8VC5322DM301503· 523436T TN
2024 FREIGHTLINER Cascadiaseen 2×
3AKJHHDRXRSUM5519· 48878P ND
2027 FREIGHTLINER Cascadiaseen 2×
3AKJJHDR6VSXJ3576· 3981222 IN
2025 WABASH VANS Dry Van Duraplateseen 2×
1JJV532D2SL465543· PC82812 IN
2019 WABASH VANS Dry Van Duraplate
1JJV532D9KL122552· 523621T TN
2021 VOLVO TRUCK VNL
4V4NC9EH5MN282777· P1204047 IL
2019 WABASH VANS Dry Van Duraplate
1JJV532D1KL122559· 523617T TN
2016 FREIGHTLINER Cascadia
3AKJGLD68GSGT4293· 3613655 IN
2000 STRICK COMMERCIAL TRAILER Strick Commercial Trailer
1S12GC408YB734587· 3826334 ME
2006 FREIGHTLINER Columbia
1FUJA6CK76LV72037· 3582279 IN
2018 MONON Monon
1NNC05328JM124519· U003817 TN
2014 HYUNDAI TRANSLEAD TRAILERS Hyundai Translead Trailers
3H3V532CXET293001· 523163T TN
2012 VOLVO TRUCK VNL
4V4NC9EHXCN534490· D33705C WA
2016 VOLVO TRUCK VNL
4V4NC9EH1GN960395· P1061906 IL
2016 WABASH VANS Dry Van Duraplate
1JJV532D2GL936890· 272732Z ME
2006 FREIGHTLINER CST120
1FUJBBCK36LU41659· 3582265 IN
2000 HYUNDAI TRANSLEAD TRAILERS Hyundai Translead Trailers
3H3C412S2YT033038· 1WRF1056 CA
2015 VOLVO TRUCK VNL
4V4NC9TG2FN916026· 3581867 IN
2000 ARMOR CHASSIS Armor Chassis
5AXCG4020YR172303· 5054653 ME
2017 VOLVO TRUCK VNL
4V4NC9EH5HN964953· C92530W WA
2003 HYUNDAI TRANSLEAD TRAILERS Hyundai Translead Trailers
3H3C412SX3T141514· 4EJ6005 CA
2013 FREIGHTLINER Cascadia
1FUJGBD41DLFE9744· 3581824 IN
2001 CHEETAH CHASSIS CHEETAH CHASSIS
5EF2GC40X1B745821· T487815 TN

+ 67 more.

Equipment is inferred from VINs recorded on roadside inspections (FMCSA MCMIS), decoded via the NHTSA vPIC API — it reflects vehicles inspected, not a current fleet roster.

Crash record (US, last 24 months)

Total

4

Tow-away

4

Injury

3

Fatal

0

Company profile

FMCSA census

AUTHORIZED FOR HIRE

Power units
114
on file (MCS-150)
Drivers
95
95 hold a CDL
Annual mileage
4M mi
reported 2024
Recordable crash rate
0.00
per million miles
How far they run · drivers by operating lane
  • Interstate · 100+ mi73 drivers
  • Interstate · <100 mi22 drivers
Company officer
KAROL SMITH
Operation
Interstate · Hazmat
D-U-N-S
807107870
Registered since
2012-10-23
Last MCS-150 update
2024-10-29
Census status
Active

Fleet: 114 trucks · 49 owned tractors · 185 owned trailers · 65 leased/term tractors.

Source: FMCSA Company Census File (data.transportation.gov). Fleet and driver counts are self-reported on the carrier’s most recent MCS-150 filing.

Connections

carrier graph

This carrier shares VINs with 23 other carriers — review the connections below as part of your vetting.

23
Connected carriers
23
Fleet-transfer links
6
Most shared VINs
2
Strong links
Strong· 2
1
SBS TRANSPORTATION INC
USDOT 946071Active· SAINT PAUL, MN
Strong
Shared VIN · 6
5V8VC5323DM3015091JJV532D1KL1225594V4NC9EH5MN2827774V4NC9EH9HN9604194V4NC9EH7HN9945224V4NC9EH3KN904306
2
GREAT PLAINS TRANSPORT INC
USDOT 538508Active· FARGO, ND
Strong
Shared VIN · 3
3AKJHHDR6RSUM39933AKJHHDR6RSUK68713AKJHHDRXRSUM5519
Medium· 2
PENSKE LOGISTICS LLC
USDOT 268015Active· READING, PA
Medium
Shared VIN · 2
1GR1P0629PJ5071883AKJHLDV3RSVE5196
WILBUR-ELLIS COMPANY LLC
USDOT 41539Active· DENVER, CO
Medium
Shared VIN · 2
3AKJHLDV2RSUU95163AKJHLDV3RSVE5196

Shared VINs come from FMCSA roadside-inspection records — a vehicle inspected under more than one carrier, often a fleet transfer or trailer interchange. Other links come from the FMCSA census. Shared identifiers are common and often legitimate — treat these as leads to investigate, not proof of wrongdoing.

Activity history

31 events
  1. 10/25/2025Insurance replaced — FIDELITY & DEPOSIT CO. OF MARYLAND

    BIPD · policy LPM9433781

  2. 11/18/2024Insurance name changed — FIDELITY & DEPOSIT CO. OF MARYLAND

    BIPD · policy 9433781

  3. 11/18/2024Insurance name changed — SOUTHWEST MARINE AND GENERAL INSURANCE COMPAN

    SURETY · policy 13572

  4. 10/29/2024MCS-150 update filed

    4.0M mi reported (2024)

  5. 10/16/2024Insurance replaced — FIDELITY & DEPOSIT CO. OF MARYLAND

    BIPD · policy 9433781

  6. 10/15/2024COMMON — INVOLUNTARY REVOCATION

    DISCONTINUED REVOCATION (10/23/2024)

  7. 10/15/2024CONTRACT — INVOLUNTARY REVOCATION

    DISCONTINUED REVOCATION (10/23/2024)

  8. 10/15/2024BROKER — INVOLUNTARY REVOCATION

    DISCONTINUED REVOCATION (10/18/2024)

  9. 11/02/2023MOTOR PROPERTY COMMON CARRIER — GRANTED
  10. 11/02/2023MOTOR PROPERTY CONTRACT CARRIER — GRANTED
  11. 01/01/2014Insurance cancelled — LEXON INSURANCE COMPANY

    SURETY · policy 1096716

  12. 12/05/2013CONTRACT — INVOLUNTARY REVOCATION

    DISCONTINUED REVOCATION (12/10/2013)

  13. 10/01/2013Insurance filed — Southwest Marine And General Insurance Company

    Property broker surety — BMC-84 · policy 13572

  14. 10/01/2013Insurance ended — Southwest Marine And General Insurance Company

    policy 13572

  15. 10/01/2013Insurance replaced — LEXON INSURANCE COMPANY

    SURETY · policy 1096716

  16. 10/01/2013Insurance replaced — SOUTHWEST MARINE AND GENERAL INSURANCE COMPAN

    SURETY · policy 13572

  17. 05/22/2013Insurance replaced — FIDELITY & DEPOSIT CO. OF MARYLAND

    SURETY · policy LPM9105306

  18. 10/26/2012PROPERTY BROKER — GRANTED
  19. 10/23/2012Registered with FMCSA

    AUTHORIZED FOR HIRE

  20. 06/24/2011Insurance cancelled — UNDERWRITERS AT LLOYDS LONDON

    CARGO · policy 0457BQQ09AND7213

  21. 07/04/2010Insurance cancelled — UNDERWRITERS AT LLOYDS LONDON

    CARGO · policy 0457BQQ08AAND7213

  22. 06/24/2010Insurance replaced — UNDERWRITERS AT LLOYDS LONDON

    CARGO · policy 0457BQQ08AAND7213

  23. 06/07/2010CONTRACT — INVOLUNTARY REVOCATION

    DISCONTINUED REVOCATION (06/24/2010)

  24. 06/25/2009Insurance cancelled — NAVIGATORS INSURANCE COMPANY

    CARGO · policy 08NAV7213

  25. 06/24/2009Insurance replaced — NAVIGATORS INSURANCE COMPANY

    CARGO · policy 08NAV7213

  26. 05/29/2009CONTRACT — INVOLUNTARY REVOCATION

    DISCONTINUED REVOCATION (06/23/2009)

  27. 05/04/2009PROPERTY FREIGHT FORWARDER — REINSTATED
  28. 04/21/2009Insurance name changed — NAVIGATORS INSURANCE COMPANY

    CARGO · policy 08NAV7213

  29. 06/24/2008Insurance cancelled — NAVIGATORS INSURANCE COMPANY

    CARGO · policy 07NAV7213

  30. 05/28/2008CONTRACT — INVOLUNTARY REVOCATION

    DISCONTINUED REVOCATION (06/04/2008)

Merged from FMCSA authority, insurance, out-of-service, and census records.

🚛

Operations

Classification

  • AUTHORIZED FOR HIRE

Area served

  • Interstate

FMCSA safety rating

Rating
Not rated
Type
Rated
Last review
📄

MCS-150 registration

Form date
2024-10-29
Reported mileage
4,027,663 mi (2024)

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Data sourced from public FMCSA records via safer.fmcsa.dot.gov · Latest FMCSA update: Sep 2026 · Page refreshed: Sep 21, 2026, 12:17 AM. VioCodes is not affiliated with FMCSA. To dispute incorrect data, file a DataQs Request for Data Review.